April 1, 2011

The Day of Judgement

Posted in Book Reviews, Books at 1:17 pm by Paul Sagar

BOOK REVIEW: The Case Against Voting Reform – Why the AV System Would Damage Britain by James Forder, (2011: Oneworld, Oxford), pp. 158, £6.99

(Available as a PDF, because this review is so damn long).

The English people believes itself to be free; it is gravely mistaken; it is free only during election of members of parliament; as soon as the members are elected, the people is enslaved; it is nothing. In the brief moment of its freedom, the English people makes such a use of that freedom that it deserves to lose it. – Jean Jacques Rousseau, The Social Contract

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News that James Forder was publishing a book arguing against electoral reform must have been badly received by the intellectual wing of the Liberal Democrats – assuming there is, or ever was, such a thing.

In his 1999 split volume Both Sides of the Coin, Forder eviscerated (that is not too strong a word) the case for British entry into European Monetary Union. As well as laying out the wider case against, Forder in passing demolished the pro-entry argument as put forward in the same book by Chris Huhne. Back then, Huhne was an MEP for the Liberal Democrats, the only major party in Britain ever publicly committed to EMU. Today, Huhne is Secretary of State for Energy and Climate Change, thanks to the Conservative-Lib Dem coalition deal struck last May – a deal which guaranteed the Lib Dems a referendum on switching to the Alternative Vote (AV) at general elections. Back in 1999, Liberal Democrats must have hoped as few people as possible read the Forder-Huhne volume. If they’re brave enough to pick up The Case Against Voting Reform, they’ll be thinking exactly the same today.

Forder’s stated and unambiguous aim is to defend the present system of “First Past The Post” (FPTP) as an entirely superior electoral system not just to AV – previously dubbed a “miserable little compromise” by none other than Nick Clegg – but to all forms of Proportional Representation (PR) too. His strategy is to consider the advantages of FPTP vis-à-vis PR, on the justified assumption that nobody actually wants AV. (It is, on all measures, a worse system than either FPTP or PR, as indeed both reformists and their opponents were  happy to admit prior to the referendum announcement last May.) Forder notes – rightly – that those now campaigning for AV are doing so either because of a mistaken belief that it is closer to PR than the present system, or on the hope that a successful “Yes” vote will open the door to a subsequent vote on PR-proper. The bulk of argument, therefore, is dedicated to advocating FPTP over PR. Insofar as that succeeds, AV is doubly damned: both by its own failings, and by those of its supposedly superior PR alternative.

The foundation of Forder’s argument, however, rests in a particular conception of democracy, or more fundamentally, of politics itself. His intervention can only be understood and assessed by first appreciating that conception; for although he is a professional academic economist, Forder has a sharp eye for the workings of the political. And this is fitting, because the most obvious intellectual debt in this short yet powerful volume is to another academic economist with a sharp eye for the political: the Austrian-born American émigré, Joseph Schumpeter.

The vision of democratic politics which Schumpeter put forward, and which Forder explicitly endorses, is a direct rejection of the sort of view associated with the quote of Rousseau’s I began with. Rousseau’s most famous idea – at least in its popularised version (the properly-understood version is rarely appreciated, not least by Schumpeter himself) – posits “the people” as voting to determine a “general will”. This “general will” binds the citizens in a harmonious unity and prescribes the true laws which all agree to be governed by, even if they actually voted the other way. Obedience to the collectively-determined general will allegedly guarantees freedom via self-government. Thus Rousseau’s most infamous dictum: that extracting the obedience of a citizen dissenter “means nothing less than that he will be forced to be free”.

Schumpeter explicitly attacked and rejected this Rousseauist vision of democracy. Concepts like “the people” and “the general will” were (Schumpeter thought) both conceptually incoherent and empirically unsustainable. Against the Rousseauist vision of democracy as harmonious self-legislation and collective emancipation, Schumpeter put himself firmly in line with the thinking of another of the 20th century’s great German-speaking intellectuals, the sociologist and political thinker Max Weber. Specifically, Weber championed what he termed the Principle of Small Numbers: “that politics is always rule by minority elites”. Schumpeter agreed entirely. A brute fact of all human organization, he thought, is the eventual necessity of organizational hierarchy and leadership, and in particular the need for control and direction. Whatever egalitarian set-up we may start with, a combination of personal self-aggrandizement and the necessary division of labour within political and economic society guarantees that in the end a few will rise to rule the many. What matters is both how the few get to be in charge, and in turn how (if at all) they are controlled.

For Schumpeter, what marked democracy out was that it was a particular mechanism – albeit an extremely impressive and efficient one – for selecting and controlling the minority elites who would inevitably vie for political control: a way of regulating “the competitive struggle for power and office”. Crucially, on Schumpeter’s view individual voters did not collectively constitute “a people”, and they did not form a “general will”. They remained different individual voters who attempted to select different leaders, who could then be entrusted with power – or if necessary, stripped of it. In all of this, the charismatic appeal of individual leaders who are able to sway enough of the electorate was irreducible and usually paramount (here Schumpeter follows Weber closely – Forder, to his sharp-eyed credit, less so):

“Voters do not decide issues. But neither do they pick their members of parliament from the eligibly population with a perfectly open mind. In all normal cases the initiative lies with the candidate who makes a bid for the office of a member of parliament and such local leadership as that may imply. Voters confine themselves to accepting this bid in preference to others or refusing to accept it.”

 

Schumpeter’s is a starkly deflationary view of democracy, where voters are confined to handling an instrumental mechanism for picking leaders from a self-selecting and self-promoting minority elite. Perhaps unsurprisingly, it is a deflationary view actively despised by many. In political science departments across the globe, scores of scholars working typically on “democratic theory” or more specifically on “deliberative democracy” valiantly attempt either to deny the adequacy of Schumpeter’s account for the real world, or decry its endorsement of Weber’s Principle of Small Numbers as a stunted present aberration that must be transcended. Forder, by contrast, is quite happy with the basic Schumpeterian diagnosis. And the nasty rub for the anti-Schumpeterians is that Forder appears to have reality on his side.

According to what considerations do voters select amongst candidates at British general elections? Some different models are available. Voters might see MPs as delegates, who trundle off to Parliament to represent their constituents views. But this is plainly not what actually happens, nor could it ever happen for as long as MPs represent more than one constituent, and are members of political parties with manifesto commitments and policy positions. Alternatively, voters might select MPs as agents who deliberate in the Chamber in order to formulate legislation. But again, this is manifestly not what happens: British legislation is handed down by the Government for its majority in the legislature to ratify, without there ever being any real debate of the sort that actually changes party voting lines. So, are voters then voting on the policies put forward by the parties? Certainly this has more potential. But the problem is, no voter ever seriously endorses all the policies of any one party, and indeed none but the worst of political anoraks will know more than a handful of each party’s policies. At best, voters opt for one party’s overall package of policies, when compared to that offered by the others.

Forder is unhesitating in his correlate conclusion: the most plausible account of what voters are actually voting for at general elections is the appeal of party leaders. Certainly, part of the appeal of competing leader will lie in their promises to implement their party’s package of policies. But following the successes of Margaret Thatcher and Tony Blair, then the spectacular failure of Gordon Brown but lukewarm reception of David Cameron (which ended in the first hung parliament for 40 years), it is undeniable that party leaders are what matter most come election time. This conclusion only becomes more forceful when coupled with the general ignorance of most voters, who are far more likely to know the name of a party leader than their own incumbent MP.

All of which is nothing to be disconcerted by, especially on a Schumpeterian outlook. Leaders are indispensable, and will always emerge in the end. If one is committed to democracy as a form of government (and Forder unambiguously is), it is obviously better if voters are picking leaders (rather than shady backroom deals between professional political animals). And indeed it is quite sensible for voters to focus on leaders, rather than specific party policies or individual MPs. As Forder notes (here he follows Weber), whatever the pretensions of party activists, the purpose and function of mature political parties in established democracies is to promote and support their leader in the hope that he or she gains power. If successful, the leader can distribute the spoils of victory downwards, and even carry out some of the policies that loyal activists have campaigned on and in some instances even believed in. But without a charismatic leader able to win the hearts of the people, a political party is dead in the water. As Forder wryly observes, in the final instance parties are “parasites” who depend on the success of their leaders over time in order to survive. When voters pick leaders, they are also picking party bosses; the top dogs who get to decide whether the advertised package of policies really will get implemented or not.

Unfortunately, the truth about politicians – and especially about successful politicians who make it to the top – is that they are power-hungry egomaniacs with delusions not only of grandeur but of their own infallibility. (This, by the way, is not a vacuous insult. It is just a fact that anybody who makes it to the top in politics will need to possess those sorts of qualities in order to beat off the competition and keep going through all the set-backs and defeats, the denigrations and compromises.) Above all, given the nature of power and the multiple opportunities for its abuse, all politicians need to be controlled. And the beauty of electoral democracy is that it offers an extremely effective way of controlling them: the carrot-and-stick of re-election.

The promise of potential re-election (which all politicians and their parties crave) keeps politicians mindful of what the voters will tolerate, and thus moderates them in office. Correspondingly, when politicians go beyond the pale – and particularly when leaders fail outright – in democratic systems voters can kick them out. And this really matters. Indeed, it matters so much that Forder gives general elections a suitably melodramatic name: The Day of Judgment.

Having laid his Schumpeterian ground, Forder’s argument is ready to bite. For we must recognise that The Day of Judgement – the most powerful and important feature of electoral democracy as a system for choosing and rejecting governments – is that it can take many forms, but not all of them are equally good. Forder’s contention is that, on balance and in a necessarily imperfect world, FPTP is a superior mechanism for administering The Day of Judgement than PR can ever hope to be.

The main reason for thinking this that Forder puts forward revolves around the threat of permanent coalition that all forms of PR guarantee. In the regular (and boring) ding-dong between electoral reformists and their opponents, it is typical to hear the anti-reformists decry the “instability” and “weak government” that attends coalition. Forder, however, has little truck with these arguments. For a start, they are easily countered by examples of stable and strong government from Germany and elsewhere. His focus on the undesirability of regular coalition is different.

Firstly, Forder draws attention to the possibility of parties (particularly smaller ones) staying in power for decades despite having only minority shares of the vote because they are able to successfully cut deals with larger parties at each negotiating round. This is clearly an offense to the principle – surely a democratic principle – that voters, not political hustlers, get to decide who stays in government. For minor parties in particular, the trick to staying in Government is likely to be doing little or worth but remaining valuable to bigger coalition partners – thus defying the outcomes selected by actual voters. Yet this is only the least of Forder’s worries.

Many advocates of PR claim that a virtue of such systems is that they encourage “compromise” and “consensus” between parties. When left at a level of vague generality this suggests a sort of placid niceness, a counter to the Punch and Judy idiocy of Prime Minister’s Question Time. But Forder encourages us to look a little deeper; to notice that conflict and confrontation is the sign of a healthy democratic political system. After all, if there is a clear opposition party distinct from the government, whose aim is to wholesale replace the present administration, then that opposition has every incentive to scrutinise the present government and hold it to public account. This, in turn, should make for better government and a better opposition keen for the winner-takes-all prize of single party rule. By contrast, if permanent coalition is the norm, all parties have an incentive to meliorate their criticisms and avoid exposing the failings of their opponents – sections of whom might one day soon be their partners.  Healthy democracies with high standards of accountability do not run on consensus, they run on conflict. FPTP unambiguously delivers more on this front than PR can – and that is a virtue not a vice.

Yet for Forder the really damning fact about coalition is the necessity of evasive dishonesty it ensures. Coalition makes it virtually impossible for voters to judge what parties will actually do in power before being elected, and to judge them on their record once they’ve spent time in office. This is because coalition necessitates compromise between parties – and as a result, coalition agreements must trump manifesto commitments. Although Vince Cable was widely ridiculed when he claimed that the Lib Dems did not break any promise on raising tuition fees because that promise only applied to the eventuality of a majority Lib Dem government whereas the Lib Dems only raised tution fees as part of a coalition government, Forder argues that we should accept the impeccable logic of Cable’s position. After all, because coalition always demands compromise, nothing a political party says before an election can be held against its name when it rules in partnership. Manifestos become, at best, indicative of potential policies – and even then especially opaque ones, because parties must keep their cards close to their chests when negotiating with their rivals-cum-partners. As a result, PR drastically reduces the ability of voters to effectively administer The Day of Judgement. Parties cannot be judged on their manifestos nor on their records, because everything is pinned to a coalition agreement which, ipso facto and by virtue of a new election having been called, is already confined to history. Voters are disempowered to punish or reward parties, and in particular their leaders, and the ability to form and conduct government shifts to the politicians who are supposed to be controlled by democratic arrangements. If we believe in democracy – in power for voters – then this is a particularly unsettling result for PR to deliver.

Forder’s key point here – and it is not to be overlooked – is that when comparing PR to FPTP, we are not evaluating whether one system is “more democratic” than the other. Democracy is a complex thing, and so are electoral systems; to claim one system is uniquely more “democratic” than another is just a piece of propaganda. Instead, we must assess systems on the basis of their various virtues and vices, for it is a brute fact of life that no electoral system is perfect. Forder’s contention is that overall FPTP is a far better mechanism for administering The Day of Judgement than PR can be, because more often than not FPTP offers the chance for voters themselves to completely overhaul governments, punishing bad leaders and giving new ones a chance, with the warning that the same fate can await them too if they misbehave. As The Day of Judgement is the primary tool for selecting and controlling political leaders, this is a strong argument in favour of FPTP, at least for anyone sharing Forder’s basic Schumpeterian outlook (an outlook which corresponds rather closely to the world we find ourselves living in). None of which is to say that FPTP is perfect. Forder readily acknowledges that it can be a capricious system, sometimes producing vexingly bizarre results, and not itself immune (as we have recently seen) to the vagaries of coalition. The point is that it is less imperfect than any system of PR promises to be. Given that we live in an imperfect world and will only ever have imperfect democracies, this is nothing to be sniffed at.

But an obvious question now arises: even if PR loses out to FPTP regarding The Day of Judgement, can it not be a better system on balance by exhibiting countervailing virtues which FPTP lacks? It is often assumed by electoral reformists that PR can deliver in many areas that FPTP cannot. Yet here too Forder must be reckoned with.

The most common argument heard for moving to PR is that it ensures “fairer votes” – but what does this actually mean? Frequently the pro-reformist camp will cite facts such as that the Liberal Democrats require 120,000 to secure one MP, whereas the Conservatives require only 35,000. Is this not manifestly unfair to Liberal Democrat voters? Whilst this appears to be an eminently straightforward thought, the problem is that “fairness” is a terribly vague concept and that as soon as we try and unpack it jack-in-the-boxes aplenty spring forth to cause trouble.

Forder offers a careful discussion of the underlying mathematical logic of preference voting systems, and how they are eventually guaranteed to generate outcomes which it becomes essentially impossible to designate as simply “fair” or “unfair”. This point is again important: “fairness” is a matter of many competing concerns, and no voting system can be simply designated “fair” in vacuou – we need to know along what dimension of fairness it allegedly offers superior outcomes than others.

Yet one striking problem with PR and “fairness” does quickly arise: that the logic of “fair votes” cannot actually be completed on the very terms its advocates usually set forth. After all, why is it “fair” for one party to win, and another to lose? Or for that matter, for several parties to form a coalition which governs, and several other parties to be left out? After all, the left-out parties received many votes too. Should they not be entitled to govern, as well, albeit in proportion to their vote-share? If the premise of PR being “fair” is that more parties get to govern thus reflecting more voter preferences, why stop at only some parties? Surely, the conclusion of this line of reasoning with regard to “fairness” is that all parties should be in government, all the time, proportionate to their vote share.

Yet this is surely an untenable conclusion. If all parties are in government all the time, there is no opposition left to scrutinise and demand accountability, as well as there being very little possibility of viable and effective rule. Such a situation also destroys the possibility of The Day of Judgement. In short, it is nonsensical and the worst of all worlds – hence indeed even advocates of PR fall short of demanding government-for-all, instead introducing anti-PR checks into their own nominally PR systems (such as stipulating a 5% of the vote threshold to secure election). Forder thinks this illustrates the deeply wrong-headed nature of PR; better just to have the Day of Judgement via FPTP which (usually) turns-over governments quickly and decisively. If there must be winners and losers, better a relatively clean switch from one party and its leader to another, and not worry about the “unfairness” (whatever that means) of some voters being left unrepresented this time around.

According to Forder, then, the advocates of PR are defeated by their own logic – and deep down they already know it. Yet here he is actually at his weakest, and something (but I stress, only something) must be said in favour of PR. Namely, that there is nothing particularly wrong with accepting that there must be some point at which governments are selected and thus some parties excluded. PR proponents can justifiably reply that they are making the best of a bad situation and trying to make votes as fair as possible, even if – due to the imperfect nature of the world and of any electoral system – this is inherently limited in potential. And if Forder replies (as he surely would) “but what does fair mean?” the reformists do have an answer. It is the answer I once heard a woman at a packed Fabian Society event stand up and demand of Gordon Brown: when will all British citizens’ votes count equally, and not just if they are lucky enough to live in that third of Parliamentary constituencies which, as marginals, decide each and every election? Put differently: when will the communist in Kensington, or the Tory in Tyneside, be able to cast their ballot without it being a foregone conclusion that their vote is wasted because their candidate can never, ever win?

In fact, whilst this reply has a certain superficial plausibility – and, interestingly, it is not considered at all by Forder – upon closer inspection it actually does no good to the PR cause at all. But let us leave that until later, and consider first another major set of arguments typically put forward by advocates of PR: that it will increase the representation of minority groups and lead to more co-operative and constructive government.

In our age of equality and inclusion, many assume it can only be a good thing if more minority groups are given representation in political decision-making. But this is a complacent and naively optimistic assumption. For the problem with minority groups is that they are minority groups because they appeal to and serve sectional interests. That, after all, is their function: if the main parties were catering to the relevant demand, there would be no need for minority parties. Yet in so catering to sectional interests, minority parties are likely to strike deals with larger coalition partners, but which disproportionately favour their narrow support base. It’s hard to see what’s “fair” about that. Furthermore, insofar as an opposition is fragmented amongst multiple competing parties, the ability for strong scrutiny and accountability to be exercised is weakened.

By contrast, under FPTP because all parties aim at a clean sweep rather than permanent coalition, any party with a realistic chance of government must broaden its appeal so that it can secure an overall majority. This forces governing parties into the political centre, and the threat of The Day of Judgement is more likely to keep them there. As a result, it is FPTP that generates political moderation. PR empowers sectional minority interest parties more likely to use their bargaining power to drag politics away from moderation and towards the interests of their specific support base.

That last point puts us in the ballpark of an oft-heard exchange on these matters. It is typical for opponents of reform to simplistically state that PR would be bad because it would (for example) reward and empower the British National Party, or some other such bogeyman. Their opponents valiantly reply: “but that’s just democracy – you should accept what democracy gives you, not try and rig the system in advance!” Now the reformists certainly have a bold and valiant principle on their side. The problem is that in politics principles come at a price.

Forder’s take on this issue is astute. For despite appearances, the “it’s just democracy!” reply is inaccurate. A more precise reply is: “it’s just one form of democracy!” After all, FPTP remains a form of electoral democracy – it just happens to be one that discriminates against minority parties (some of whom are extremist). PR is also a form of electoral democracy – it just happens to be one that rewards minority parties (some of whom are extremist). The important question is why we should, on balance, pick one over the other. Advocates of PR seem to assume that in giving more equal representation to sectional interests, PR is somehow vindicated over FPTP and there’s nothing more to be said. But on Forder’s Schumpeterian analysis, this is a somewhat naive mistake, and at root it rests on a deep misunderstanding about what an electoral system is. The core point Forder is driving home (though he does not say it in so many words) is that an electoral system is not some neutral, independent mechanism outside the world of politics that is brought in as a helpful tool for allocating Parliamentary seats and which if rigged up for PR embodies principles like “fairness” better than its rivals. Rather, an electoral system is part and parcel of the political milieu, itself an aspect of the agonistic conflict and competition that necessarily characterises all political engagement.

We in affluent early 21st century Britain can generally afford to be complacent about this. We easily forget that electoral systems are vital components in the careful balancing act of control and stability that all successful political societies need if they are not only to survive, but to avoid the worst excesses of prejudice and persecution they can so readily fall into. We should not, however, be complacent that in the unknown future the things currently promoting stability – economic prosperity, resource abundance, international peace – will continue to hold. If they don’t, if Britain one day starts to look more like the Germany that Joseph Schumpeter fled, then the value of an electoral system which rewards single parties offering broad appeals comes much more clearly into focus. It is naive to assume that democracies cannot do bad things, or that everything they do is good. Democracy itself sometimes needs to be carefully controlled (Adolf Hitler, as we all know, was elected). For all its faults, on balance FPTP offers better built-in correction mechanisms that PR. This is the reality of our world, because it is an imperfect and cold one. As Forder says, this fact simply cannot “be washed away by watery-eyed visions of harmony”.

As with Forder’s book, most of this review has been dedicated to assessing FPTP as compared to PR, rather than the “miserable little compromise” of AV. Insofar as Forder’s arguments are successful, then the bottom really falls out of the case for any switch to AV. If it’s a step on the road to PR, then that becomes a mark against its name. Equally, it is hard to see why anybody would want AV even for its own sake. Producing results even more freakish than FPTP sometimes achieves, usually with even more disproportionate results, AV is surely more offensive to PR advocates than the present system. Yet it is also offensive to Schumpeterians like Forder: because it is a preference voting system, it generates complicated issues of tactical voting and provides incentives for political parties to engage in dishonest positioning and campaigning, thus making The Day of Judgement harder to administer. Insofar as AV is generally even more freakish than FPTP, it may struggle to maintain the relative popular support – and in turn, governmental legitimacy – that FPTP generally manages to hold on to. It is, therefore, the worst of all worlds.

But has Forder really considered and defeated the best cases for PR? Here we must return to the argument noted above, which Forder does not address. Rather than being lumped under the inherently vague and unhelpful heading of “fair votes”, PR advocates look to be on firm ground in demanding equal votes. After all, it seems manifest that at present, the only votes that matter in Britain are those cast in marginal constituencies whose outcomes determine Parliamentary swings. The communist in Kensington and the Tory in Tyneside may as well throw their votes in the bin, as long as we stay with FPTP.

But if we switch to PR it seems that this would be much less the case. Although our communist might still find too few fellow believers to elect even the last proportionally-selected candidate, our Tory would certainly not be in that boat – his vote would land with a pile of others, and definitely see (at least one) Tory elected. This raises an important point: that PR appears to better enshrine a principle of equality amongst citizen voters, each of whose ballots better approach something like carrying equal weight in the selection of representative and in turn governments. Indeed this is a point anti-Schumpeterians frequently press: that the Schumpeterian conception fails to see the inherent egalitarian potential of voting mechanisms – and crucially the respect for citizens they can better enshrine – and focuses unduly on the mere instrumental mechanism of leadership selection.

This is an important point – but it is not clear it can finally do the work that will need to be demanded of it by PR advocates. Firstly, that an electoral system better enshrines a principle of equality, or citizen respect, is certainly an admirable principle. But as we saw above, principles come at a price. If the upshot of PR is less accountable weaker government less easily removed by voters, it is not at all clear that this is a price worth paying.

Secondly, if we pursue the logic of the “equal votes” reasoning it may take us to some troubling places. For is it really the case that with PR each vote matters equally, whereas this is not true of FPTP? The problem with such a line is that it starts to break down quite quickly. Consider again our communist in Kensington. If there are too few fellow communists in Britain, he will still not get an elected representative under PR – is his vote thus still “wasted”, and is he suffering from electoral “inequality”? Given that in politics some people always have to lose, such a conclusion looks extravagant, to say the least.

And things get worse. Imagine now our Tory in Tyneside. Under PR as opposed to FPTP, it seems he can say that his vote is not “wasted” because it ends up on a pile which is translated into (at least one) Tory MP. But here a nasty problem arises. What if our Tory asks himself a simple question: “if I stay at home and simply don’t vote, will it make any difference at all?” Unfortunately, under both PR and FPTP, the answer appears to be “no”. Because the point about elections is that they are never decided by just one vote (for indeed when the margins are that small in the real world, recounts, re-runs and legal disputes are what settle the outcomes, not crucial final ballots). In mass-democratic elections, no one vote ever makes the crucial difference. Under PR, it may feel to the Tory in Tyneside that his vote “matters” and therefore is treated “equally” with others. But this is hard to sustain, when we note that under either FPTP or PR if our Tory stays at home and everyone else votes as before, the outcome will be exactly the same in either case.

This raises many tricky problems about the paradoxical nature of voting. After all, how can it be that each individual vote makes no difference, but all of them summed collectively make all the difference? These are the sorts of issues – and they are complicated indeed – that Richard Tuck addresses in his important book Free Riding. Tuck thinks he can establish the rational justification of each individual voting, based on a particular philosophical theory of causation. Personally, I am sceptical about the ability of a refined esoteric philosophical argument to overturn the common sense observation that if I don’t vote this makes no difference to the outcome, therefore my vote considered individually simply does not matter. But the point here is to stress that Forder is neatly and deliberately side-stepping those sorts of questions altogether. His emphasis is not on the question of individual votes, but on the merits of overall systems of voting. He wants us to look at the big picture, and decide which system is better for Britain. If we accept his view that what really matters is selecting and rejecting leaders who control parties, the case for FPTP is strong indeed.

But strong as it is, it also opens some troubling questions. In his review of Free Riding David Runciman made an astute observation about declining voter turnout in western democracies: that it “has coincided with an increasing scepticism on the part of the public about what their governments are for, and what they are capable of achieving, in the face of international markets.” This point, today more than ever, matters.

Forder’s argument ultimately rests upon the claim that electing and controlling political leaders is essential because these are the people that ultimately call the shots, and can call the shots in different ways. But to what extent is this true now and likely to be so in the future? For many, one of the most striking features of the AV debate will be its apparent irrelevance. After all we are living in a period of profound social and economic reconfiguration. Following the great crash of 2008, governments around the world – ours most especially – are scrambling to implement fiscal retrenchment and austerity packages demanded by an economic situation beyond the control of any one sovereign government. So because the banks crashed in 2008, we are told that British higher education must be made more exclusive and socially divisive, the healthcare service be destroyed, welfare support for the disabled and elderly withdrawn, public sector employees thrown into unemployment, schools left unbuilt and socio-economic inequality allowed to spiral ever more out of control.

Against this, multinational corporations are permitted to avoid billions in tax, whilst the banks that caused the giant mess are not only rescued with public money, but allowed to continue paying out eye-watering bonuses whilst the “rules” which allowed the entire catastrophe to occur in the first place remain conspicuously unchanged. International credit rating agencies sombrely intoning that Britain’s AAA status is at risk carry far more political and economic weight than any member of the opposition ever will. Forder emphasises appealing to the political centre in order to gain a majority as a factor in Britain’s post-1970s electoral history. This is certainly important. But this period coincides with the rise and rise of unrestrained global financial capitalism, and the demands which unelected, unaccountable corporate institutions can now press upon sovereign governments. If Tony Blair and Gordon Brown feared anything more than Rupert Murdoch’s News International, it was the City of London – to whom they kowtowed obsequiously with such spectacular results.

Joseph Schumpeter’s best known idea – the one for which he is still rightly famous – remains his principle of “creative destruction”; that what drives capitalism is not static competition between firms, but dynamic long-run innovation which destroys the old ways of production and puts new, better ones in their place. Schumpeter saw this as the great driving success of capitalism, but feared it would be replaced by forms of state socialism promising (if not necessarily delivering) greater socio-economic equality to the downtrodden and excluded. Clearly Schumpeter’s anxieties were not fulfilled: socialism as a realistic economic and political arrangement is firmly confined to the dustbin of history. But what ought to worry us all is the way in which capitalist “innovation” went so spectacularly wrong in 2008.

The “innovators” in the financial industry did not come up with new and better ways of doing financial capitalism. They came up with short-term arrangements to maximise profit which in the longer-term nearly dragged the entire global economy off the edge of a cliff. But worse, rather than this resulting in a process of what we might call “destructive-destruction” – i.e. the failed innovators exiting the stage as better alternatives present themselves – the failed innovators have been rescued and preserved. The web of banks, ratings agencies and insurance companies that in complicity crashed the global economy almost all live on – some of them directly owned and supported by taxpayers. What is more, these institutions now know for sure what they had previously only suspected: that they are too big to fail, and that when push comes to shove governments will rescue them.

The situation is perverse. Multinational capitalist behemoths with turnover well in excess of most nation-state GDPs are supported and guaranteed by the tax dollars of citizens earning minimum wage. These behemoths cannot fail. Indeed, they can dictate terms to the sovereign governments whose tax dollars guarantee them. This new international capitalism is a strange beast, and not one that Schumpeter – or perhaps anyone else – previously imagined. In this brave new world, the importance of elected leaders suddenly seems to diminish. Of course, the destruction of the British welfare state currently being witnessed is very much a political preference of the Conservative Party in particular, and one being enabled rather than dictated by the circumstances of the global economic situation. Yet given the pattern of the last Labour government, one has to wonder if the difference would ultimately only ever have been one of degree.

Forder wants us to acknowledge that political leaders matter and therefore so does picking and controlling them. Insofar as he is right, his case for retaining FPTP is strong; to quote Schumpeter a final time: “If acceptance of leadership is the true function of the electorate’s vote, the case for proportional representation collapses because its premises are no longer binding”. But if we become sceptical about the future power and importance of political leaders in our increasingly globalised brave new world, it is not clear that Forder (or anybody else) can offer a compelling answer to the question of why, next May, one ought to bother voting in the AV referendum at all. This is not just because of the niggling fact that your vote taken individually will make no difference to the outcome (that is true for all of us considered individually, at every election). It is because even on a Schumpeterian outlook of deflated democracy, there is a feeling that The Day of Judgement is fast becoming a mere ceremony. That increasingly power does not lie (as Forder so correctly insists that it should) with the voters, but with the wielders of economic forces who have only passing contempt for the wishes of electorates in (what were?) sovereign nation states.

16 Comments »

  1. declineofthelogos said,

    While I haven’t read the book – and am thus only responding to your review – it appears that Forder is falling into exactly the same trap as Schumpter, inasmuch as he has replaced the ‘general will’ with the ‘general decision-making process’. Simply claiming – does he provide evidence? – that voters vote depending on who a party’s leader is is not sufficient to prove his thesis. Even if one accepted Schumpter’s thesis entirely, one could claim that it would be possible to vote for a party because of their leadership on a given range of issues, rather than leadership overall. ‘Leadership’ is not a holistic concept; it can be split into efficacy on particular matters, as anyone who’s ever been managed would tell you.

  2. Paul Sagar said,

    Decline, sorry but nothing you say there – which can be summarized as “leadership is complicated” – touches Forder’s argument or my condensed version of it.

  3. declineofthelogos said,

    Why?

  4. Left Outside said,

    I have many comments on this, it is very interesting, but one quick thing while I’m skiving at work.

    But following the successes of Margaret Thatcher and Tony Blair, then the spectacular failure of Gordon Brown but lukewarm reception of David Cameron (which ended in the first hung parliament for 40 years), it is undeniable that party leaders are what matter most come election time.

    John Major actually ran a minority Govt. in the dying days of his administration just by a process of erosion through byelection, so its not 40 years. Hah! So there!

  5. Thrasymachus said,

    Paul:

    Sodding good stuff. I should read Forder (and, it seems, probably change my intended voting plans for the AV referendum).

    Aside:

    I don’t think the equality case for PR can be defeated in the manner you suggest. There are (presumably well discussed) issues with free-riding in voting – my vote alone won’t be decisive for the outcome, so I can happily stay home. That issue applies to both PR and FPTP. But this sort of worry applies to any mass political action: the effectiveness of any boycott/vote/petition/protest is insensitive to whether you participate. Insert Kant, vagueness, and marginal utility to suit.

    This is different to utterly *futile* voting. So long as one side is confident they have no chance of being enfranchised, they might as well *all* stay at home, which is distinct from the more free-rider-esque dynamic noted earlier. This strikes me as plainly iniquitous. As PR has a much lower threshold for enfranchisement than FPTP, it seems to score better on that front.

    I am speaking from ignorance, but my hunch there is a sense where we can call voting systems more or less democratic than each other: something like how well they represent the preferences of the electorate. PR seems to give a much better image of this than FPTP. That a wildly distorted image seems to have much in its favour in how politics works is a damning indictment of both the political class and the voting public.

  6. cim said,

    on the justified assumption that nobody actually wants AV. (It is, on all measures, a worse system than either FPTP or PR, as indeed both reformists and their opponents were happy to admit prior to the referendum announcement last May.)

    I’m fairly sure you wouldn’t find many pre-announcement reformists defending FPTP over AV. You might many who thought AV was not a significant improvement over FPTP, and you’d certainly find plenty who thought AV was worse than a PR system, but that’s not quite the same thing.

    Forder encourages us to look a little deeper; to notice that conflict and confrontation is the sign of a healthy democratic political system. and As a result, it is FPTP that generates political moderation.

    Make up your mind. Either oppositional politics is good, which requires the parties to actually have some distance between them, or moderation is good, in which case the less distance between any major party and the centre the better.

    At any rate, I can’t work out what properties of a voting system are both desirable to Forder and expressed by any MP-based voting system. (A FPTP, run-off, or AV Presidential election, with MPs then appointed by the President and (fewer) opposition MPs appointed by the runners-up, on the other hand, would suit Forder’s criteria quite well, I think. The President need not have any powers other than appointing the MPs, either)

  7. Dan said,

    Paul, most of your argument concerns Proportional Representation, and AV (as you yourself admit) is not a proportional system. Those parts of your argument that do actually address the subject of the referendum (AV vs FPTP, let’s not forget, not FPTP vs AV vs “PR”, whatever that would be in practice) are pretty thin. Your argument in favour of FPTP is that it leads to elected dictatorship, if I understand you correctly, and you consider that a good thing because it makes it obvious which party has done what, and that party can be voted out on election day if voters don’t want them. Basically, as I read you (and please correct me if I’m wrong) your argument is against coalitions. Fine. But AV, as a non-proportional system, is no more likely to create coalitions at a national level than FPTP. And as for the ability to decisively reject the agenda of a government, AV is (arguably) superior at that than FPTP. As you hint at in your essay, in 1997 the Conservative Party would have gained even fewer seats than they did if the election had been fought under AV. That’s because they were decisively rejected by the voters! If people really don’t want a party, they’ll rank that party lower or not rank them at all, and that party’ll win fewer seats. If you want a system that increases the swing of the political pendulum, you should love AV.
    Also, I have plenty of concerns with your embrace of (as I see it) elected dictatorship. What place do opposition parties have in your system? If they’re not the ones who’ve been given a supposedly decisive mandate (which in no case since 1900 has actually consisted of an absolute majority of the voting public) why let them in Parliament at all? In fact, where are the checks and balances in your system? Where does the House of Lords fit in? Or the courts? Or demonstrations like the one last weekend?

    Moreover, just because FPTP seldom leads to coalition doesn’t mean that it never does. If you want a law like they have in Italy that gives the winning party extra seats so they can gain a majority, you’re going to have to advocate that, rather than FPTP, which has given us no overall majority three times since the ‘70s.

    Your point about the British National Party may be true for (some forms) of PR, but, again, has no bearing on AV (which, as I say, is the actual topic of the referendum). If we want to have a system that discriminates against parties that can’t get broad support, AV is BETTER than FPTP. It’s relatively easy for there to be a split in the vote of the “mainstream” parties in a constituency and for a BNP candidate to win. AV requires a broader base of acceptability, as I’m sure you know.

    [i]“Yet it is also offensive to Schumpeterians like Forder: because it is a preference voting system, it generates complicated issues of tactical voting and provides incentives for political parties to engage in dishonest positioning and campaigning, thus making The Day of Judgement harder to administer.”[/i]

    The idea that AV will lead to MORE (and worse, from a democractic point of view) tactical voting than the institutionalised form of it we have at the moment – well, pull the other one.

    [i]“Secondly, if we pursue the logic of the “equal votes” reasoning it may take us to some troubling places. For is it really the case that with PR each vote matters equally, whereas this is not true of FPTP? The problem with such a line is that it starts to break down quite quickly. Consider again our communist in Kensington. If there are too few fellow communists in Britain, he will still not get an elected representative under PR – is his vote thus still “wasted”, and is he suffering from electoral “inequality”? Given that in politics some people always have to lose, such a conclusion looks extravagant, to say the least.”[/i]

    Yeah, no voting system is perfect. (http://en.wikipedia.org/wiki/Arrow%27s_impossibility_theorem) Some are better than others, though.

    Sorry to seem a bit incredulous. I really like your blog but I think you’re definitely wrong on this one.

  8. cim said,

    Dan: Very much an aside, but Arrow doesn’t prove that there can’t be a perfect voting system, only that a voting system cannot simultaneously meet particular apparently reasonable [1] constraints (and one definitely unreasonable constraint regarding the definition of “voting system” [2]) at the same time.

    It also only applies to single-place elections – some of the criteria it applies don’t even make sense in multi-place elections.

    (My own “proof” that there can’t be one perfect voting system is that the properties a voting system should meet depend on what you’re trying to elect, why, and how, so a voting system ideally suited to some situations could be terrible elsewhere)

    [1] Whether the criterion described in shorthand as “Independence of Irrelevant Alternatives” is actually reasonable is rather controversial. If you take that one out “perfect” systems are possible.
    [2] Range Voting meets all the reasonable constraints, but not the definition of voting system used by Arrow. Whether Range is better than more conventional voting systems depends entirely on what you define as ‘better’.

  9. Paul Sagar said,

    Dan, if you don’t mind me saying, 1. You’ve misunderstood most of the arguments and 2. Given that this is a book review, it might be wise to read the full length version of the arguments I’ve condensed down here, before proclaiming that they are all obviously wrong.

    Sorry but I havent got the energy to go into more detail.

  10. Dan said,

    Can I give this one more try? I’ve ordered the book and I’ll try and get through it as soon as I can.

    Whether people vote for a national leader or not, the fact remains that what they get is a local MP. The role of MPs in being representatives of particular areas, rather than essentially lacking all autonomy within parties, may not be particularly large. But even if it’s not, it’s still the way our system operates, at least in some respects. If I want a particular problem solved in my area, and that issue falls under national policy, who else is there to contact? Not the leader – your concern is too remote from them, doesn’t (probably) affect their chances of reelection, and, as a practical matter, they obviously don’t have time to address your concerns personally. And you can’t just pick any MP to write to. If I live in Newcastle and ask the MP for Kensington to raise something in parliament, they’ll tell me to go ask the person who’s my own representative. And (at least some) voters know this – that’s why MPs get personal votes.

    Given (I hope) the assumption that the quality of each constituency’s local MP matters for that constituency, it seems like it’d be a good idea to pick a system that gives the best indication of the constituents’ beliefs about which candidate they like best of the ones available. It seems to me that, from this perspective, AV is better than FPTP. This is particularly because it tends to pick the most broadly acceptable candidate, which is pretty helpful if that MP has to represent the whole constituency.
    You’re looking at the issue from a national perspective, which is fine (and overall I wouldn’t disagree that the composition of the parties at a national level is more important in affecting what gets done than some ideal of MPs fighting for their constituencies). But from a local perspective, even if (as you rightly say) MPs cannot represent all their constituents since no two constituents are the same, surely that’s an ideal that’s worth working towards. If, when it comes to the composition of the Commons, the result is that an already hugely disproportionate majority becomes even more disproportionate, and otherwise the result tends not to differ from what would happen in an FPTP election, I think that’d be a trade-off worth making.

    And, even if the electorate are in fact voting solely for leaders, I still think there’s something just about increasing the number of people who write down their true preferences on election day, however much the phrase “true preferences” needs unpacking. There’s just something distasteful, to me anyway, about all this “hold your nose and vote x” stuff. Since some people consider voting to be an act of civic virtue, I’m not sure it’s particularly good for society for our system to encourage people to falsify their preferences on election day.

    And fair point, cim, I shouldn’t have cited Arrow. My beliefs about why there is no perfect electoral system match yours, anyway.

    I’ll retract my other criticisms, at least until I get through the book. Sorry if I’m being obtuse.

  11. Dan said,

    And I know most of your argument is a (very interesting) one against PR, but if I respond to that 1) I’d feel like a complete timewaster because I haven’t read the book and 2) I’d be here all night.

  12. Ed said,

    Hi Paul,

    This was v. interesting, well written etc and has probably gone some way toward changing my mind. I haven’t read all the comments above as 11 pages of pdf was enough so apologies if this has been raised already but I still feel some unease at one thing. I kind of accept that the Schumpeter view is probably more right in terms of our politics at the moment and all that. Yet one thing that troubles me is what to do – i.e. how to vote – if we want elections to be about more than this, if that itself is one of the things about our democracy that we want to change. Does Forder say anything about how PR or AV might fare here? could they help to move us beyond this? (is there any empirical evidence about how the Day of Judgment works out in European countries where coalitions are the norm?) Or do you have any ideas about whether or not we can move beyond the Day of Judgment in these terms or is this hope just so idealistic that any electoral reform will make no difference?

  13. [...] piece from bad conscience is the most compelling for First Past the Post. Argues for majority government and how we should [...]

  14. Mrs Carrothead said,

    Although not a supporter of FPTP, this is definitely one of the more persuasive arguments for it that I’ve heard (I must say, not least because it doesn’t just resort to mud-slinging). I’m not going to attempt to analyse the arguments, because I haven’t the time to read the full book, so to do so would be relatively pointless.

    I’m campaigning for a Yes vote in May, and as you say, it’s not because I’m a strong supporter of AV. In all honesty, it’s not even because of a believer in the theory of Proportional Representation. My support comes from the fact that I think the democratic system can be changed both permanently and for the better with a change in the voting system. I think that the combination of apathy, ignorance, and foregone conclusions have destroyed a great deal of the political and democratic capital across much of the Western world, and I definitely agree that this is related to the draining of political power from elected officials to economic giants.

    Perhaps changing the electoral system will not affect this, will not reverse it – but it seems obvious to me that the system we have at the moment is NOT giving power to the people – is NOT allowing them to throw out those they dislike – NOT allowing them to play an active role in politics even via Schumpeter’s theoretical mechanism.

    As far as I can see, the way in which voting reform would ‘damage Britain’ would be by reducing the ability of the electorate to choose its leaders. But I would ask whether choosing a leader, rather than a representative, is what our system demands. To me, it seems that the nature of our democracy has come about precisely FROM the voting system that perpetuates it. And I would ask – you, and everybody else – what exactly is so great about the political legacy of Britain that requires it to remain? It’s certainly not representative. It doesn’t spawn mass involvement. It hasn’t halted corruption. It hasn’t led to the periodic sea changes in the political landscape that FPTP advocates so extoll. Increasingly, it seems that the democratic system created in Britain by FPTP, and not just the voting system itself, is not fit for purpose.

    You point out that determining how ‘democratic’ a system is is both impossible and pointless – mainly because democracy is an essentially contested concept. But I remain convinced that a successful democracy does not predict a turnout in a system-changing referendum at 15%; that it does not continue to pass laws that a majority of people actively disagree with; that it does not allow its elected officials to continually misrepresent themselves and the legality of their actions without repercussions. It is for these reasons that I will be voting Yes in May – because I want democracy in this country to change, and because, as you point out, electoral systems so obviously influence the democratic constitution of any organisation, I don’t see any better way of starting a democratic revolution.

  15. [...] works in the long run, the less I think electoral systems are the way to make the above happen. Electoral systems seem to allow us to choose between elites, and no system removes that element from liberal [...]

  16. Liam said,

    Regarding the idea of vote equality in PR – obviously no single vote, viewed in its own vacuum, can “make a difference”, but the indignation felt by a person whose candidate was rejected as they achieved 1% of the vote is probably not the same as a person who saw their choice approved of by, say, 35% of their peers, yet was still rejected outright.

    It seems clear that FPTP politics has provided increasingly centrist candidates from a narrowing social pool, who have now become somewhat impotent in an international, capitalist world. If PR favours more extremist politicians, then perhaps it might be a tool to find politicians who can confront unaccountable global capitalism, and not just dither within its framework.

    From what I can gather, Forder seems to approve of Schumpeter’s diagnoses as a sort of natural order. I think it is important to consider why the population at large-even sixty years after the Schumpy’s death-is not taught any basic economics or politics.


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